JD Supra

The UK Senior Managers and Certification Regime: Back to the drawing board?

Only months away from its seventh anniversary, HM Treasury announced on Friday as part of its sweeping “Edinburgh Reforms” that it intends to commission a review of the Senior Managers and ...
JD Supra

UK SMCR overhaul: understanding the FCA, PRA and HM Treasury's proposals for reform

Since its inception in 2016, the Senior Managers and Certification Regime (SMCR) has served as a cornerstone of the UK’s financial services regulatory landscape, designed to enhance individual ...
KELOLAND News

COMPLY Expands UK Risk Management Capabilities for FCA-Regulated Firms with Latest Senior Managers and Certification Regime (SMCR) and Risk Assessment Releases

NEW YORK and LONDON, Sept. 17, 2024 (GLOBE NEWSWIRE) -- COMPLY, the premier compliance solution provider for financial services firms around the world, today announced that it has expanded its UK ...
WKRG

Latest releases empower compliance teams to manage complex requirements for multiple regulatory regimes within a single, unified solution

NEW YORK and LONDON, Sept. 17, 2024 (GLOBE NEWSWIRE) -- COMPLY, the premier compliance solution provider for financial services firms around the world, today announced that it has expanded its UK ...