According to South Dakota's Division of Insurance, Department of Labor and Regulation, LPL’s advisors misused email and how they signed off on client documents. LPL in April agreed to pay a penalty of ...

LPL Financial is dropping a defamation suit it filed nearly two months ago against Ameriprise over data breach notices sent to clients, although it could still pursue the dispute in FINRA arbitration.

A federal judge ordered that nearly 30 financial advisors who moved from Ameriprise to LPL and potentially transmitted confidential client information must submit to a review of whether it was ...

LPL Financial announced that its earnings exceeded analysts’ expectations during the fourth quarter of last year, culminating in a huge 2018 for the firm in both advisor recruiting and organic growth.

* LPL FINANCIAL HOLDINGS INC - ‍TOTAL BROKERAGE & ADVISORY ASSETS SERVED AT END OF JAN WERE ABOUT $636 BILLION, 3.5 PERCENT INCREASE VERSUS END OF DEC 2017 * LPL FINANCIAL - ‍TOTAL CLIENT CASH SWEEP ...